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SEC Form 144 (SEC 1147) 2007-2025 free printable template

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1. 00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 144 SEC USE ONLY DOCUMENT SEQUENCE NO. NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 CUSIP NUMBER ATTENTION Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. Information is to be given not only as to the person for whose account the securities are to be...
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SEC Form 144 (SEC 1147) Form Versions

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SEC Form 144 (SEC 1147) 2007
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SEC Form 144 (SEC 1147) 1997
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How to fill out SEC Form 144 (SEC 1147)

01
Obtain a copy of SEC Form 144 from the SEC website or your broker.
02
Fill out your name, address, and the name of the issuer.
03
Provide the class of securities being sold.
04
Indicate the number of shares being sold.
05
Specify the date on which the sale will occur.
06
Complete the section on the reason for the sale of securities.
07
Sign and date the form.
08
File the form with the SEC at least one day before the intended sale date.

Who needs SEC Form 144 (SEC 1147)?

01
Any person or entity that intends to sell restricted securities or control securities.
02
Insiders or affiliates of a company who wish to sell their shares.
03
Shareholders who need to meet the SEC regulations before selling their securities.
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The financial disclosure forms should be completed in two stages. The “Final Disclosure” consists of the Income and Expense Declaration and a full statement of your assets and debts, including the value, date acquired and debt owing on each item, as well as whether each item is community or separate property.
Declaration of Disclosure (FL-140) List all the financial documents and information on this cover page that you give (disclose) to your spouse or domestic partner as part of the first or final set of disclosure documents. Get form FL-140.
0:46 3:39 How to fill out the California Declaration of Disclosure FL-140 YouTube Start of suggested clip End of suggested clip Where it says attorney since you are self-represented. You'll put in self-represented. Litigants. WeMoreWhere it says attorney since you are self-represented. You'll put in self-represented. Litigants. We are working here with the Superior Court of California. And we are the San Diego County.
FL-140: Only served on your spouse. FL-141 (this form): Filed with the court AND served on your spouse.
Neither disclosure is filed with the court. Instead, a declaration stating that service of disclosure documents was completed or waived must be filed with the court (see form FL-141).

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SEC Form 144 is a notice of proposed sale of securities and is used by sellers to inform the SEC of their intent to sell restricted securities or shares held by affiliates.
Individuals who are intended to sell restricted securities or stocks held by affiliates, such as corporate officers, directors, and major shareholders, are required to file SEC Form 144.
To fill out SEC Form 144, filers must provide information such as their name, address, the relationship with the issuer, details of the securities intended for sale, the proposed sale date, and the number of shares to be sold.
The purpose of SEC Form 144 is to provide transparency to the SEC and the public about the sale of securities by affiliates, thus helping to prevent insider trading and maintain market integrity.
The information required on SEC Form 144 includes the seller's information, the relationship with the issuer, the number of securities to be sold, the proposed sale date, and the method of sale.
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